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Short selling
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131	Investor Confusion About Brokerage Service & Maintenance Fees N O R T H A M E R I C A N S E C U R I T I E S A D M I N I S T R AT O R S A S S O C I AT I O N APRIL, 2015 S U R V E Y C O N D U C T E D B Y O R C I N T E R N Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2015-04-08 10:05:01 Money Financial regulation Short Short selling Margin Brokerage firm Discount brokerage Mutual fund fees and expenses Finance Financial markets Business
132	ASX Announcement 4 February 2015 Conversion of US$11 million convertible notes into shares Terramin Australia Limited (ASX: TZN) is pleased to announce the conversion of US$11,000,000 of Add to Reading List Source URL: www.terramin.com.au Language: English - Date: 2015-02-03 19:57:48 Corporate finance Stock market Financial markets Short selling Security Australian Securities Exchange Short Warrant Convertible bond Financial economics Investment Finance
133	DISCLOSURE STATEMENT-FACTS ABOUT YOUR BORROWING COSTS AND OTHER MATTERS 1. INTEREST POLICY: Your account will be charged on any credit extended to or maintained for you by our Clearing Agent. The annual rate of interest Add to Reading List Source URL: www.globalinkusa.com Language: English - Date: 2012-10-31 23:40:33 Financial economics Financial regulation Short Short selling Debits and credits Futures contract Credit card Debit card Business Finance Accounting systems
134	Microsoft Word - ASX RELEASEAppendix 3B - Shortfall Shares and Options.doc Add to Reading List Source URL: www.rameliusresources.com.au Language: English - Date: 2014-08-25 21:33:49 Stock market Short selling Australian Securities Exchange Economy of New South Wales Security Short Warrant Regulation S-K Securities market Financial economics Investment Finance
135	5 GENERAL RULES OF CCASS CHAPTER 1 INTERPRETATION 101. Add to Reading List Source URL: www.hkex.com.hk Language: English - Date: 2015-03-16 23:49:25 Financial system Financial markets Short selling Security Stock market Settlement Clearing house Clearing Securities lending Financial economics Securities Finance
136	GENERAL RULES OF CCASS CHAPTER 1 INTERPRETATIONDefinitions Add to Reading List Source URL: www.hkex.com.hk Language: English - Date: 2015-03-16 23:52:13 Financial system Financial markets Short selling Security Stock market Settlement Clearing house Clearing Securities lending Financial economics Securities Finance
137	Microsoft WordBell Potter Underwriting Add to Reading List Source URL: argentminerals.com.au Language: English - Date: 2014-08-26 21:32:11 Securities Short selling Security Stock market Australian Securities Exchange Short Warrant Securities market Regulation S-K Financial economics Investment Finance
138	Rules of the Exchange CHAPTER 14A CHINA CONNECT SERVICE - SHANGHAI Interpretation 14A02. Add to Reading List Source URL: www.hkex.com.hk Language: English - Date: 2015-03-16 23:39:23 Short selling Financial regulation Securities Stock market Settlement Short Hong Kong Exchanges and Clearing Financial economics Finance Financial system
139	Appendix 3B New issue announcement Appendix 3B Rule 2.7, 3.10.3, 3.10.4, 3.10.5 Add to Reading List Source URL: www.uel.com.au Language: English - Date: 2014-12-31 00:50:04 Stock market Short selling Equity securities Security Australian Securities Exchange Short Warrant Securities market Regulation S-K Financial economics Investment Finance
140	May 25, 2012 Secretariat of the Financial Stability Board c/o Bank for International Settlements CH-4002 Basel, Switzerland Re: Comments on Interim Report on Securities Lending and Repos Add to Reading List Source URL: www.financialstabilityboard.org Language: English - Date: 2014-09-19 10:16:54 Financial markets Financial services Securities Short selling Repurchase agreement Securities lending Collateral management Prime brokerage Security Financial economics Finance Economics

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